Lead Operations Analyst, Brokerage & Capital Markets
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Job Description
Lead Operations Analyst providing advanced operational support within KBCM Settlement Services. Ensuring accurate processing of securities settlements in a high-volume environment.
Responsibilities:
- Provide advanced operational support within KBCM Settlement Services
- Ensure the accurate and timely processing of securities settlements across institutional equity and fixed income products
- Serve as a subject matter expert on settlement processes, exception management, and reconciliation activities
- Partner closely with Trading, Sales, Custodians, and external counterparties
- Support the day‑to‑day settlement of equity and fixed income trades
- Monitor settlement activity, including trade matching, allocations, and confirmation of settlement instructions
- Investigate and resolve settlement breaks, fails, and discrepancies
- Independently analyze complex settlement issues, identify root causes, and implement corrective actions
- Maintain a strong understanding of regulatory requirements and internal policies impacting settlement operations
- Identify process inefficiencies and recommend workflow, system, or control improvements
- Assist with training and onboarding of new employees
Requirements:
- Minimum 4 years of experience in brokerage, capital markets operations, or settlement processing
- Strong understanding of securities settlement processes and post‑trade lifecycle
- Demonstrated ability to analyze complex issues and resolve with limited supervision
- Excellent written and verbal communication skills
- Strong organizational skills with the ability to manage multiple priorities and deadlines
- Experience supporting institutional equity and/or fixed income settlement
- Series 99 license
- Experience working with clearing firms (e.g., Pershing or similar environments)
- Proficiency in Microsoft Office (Excel, Word, PowerPoint)
Benefits:
- Eligibility for incentive compensation which may include production, commission, and/or discretionary incentives
- Flexible options in circumstances where roles can be performed effectively in a mobile environment
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