Compliance Advisor – Lending
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Job Description
Compliance Advisor providing guidance on consumer lending regulations for Aqua Finance. Assisting with compliance management tasks and maintaining regulatory expertise.
Responsibilities:
- Assists the Compliance Department with the execution of Aqua’s Compliance Management System, including regulatory change, issues management, risk assessment, complaint management, training, and monitoring
- Provides detailed and actionable guidance to business partners regarding compliance risk and mitigating controls
- Assists with implementation of corrective action plans, new products and services, and vendors
- Assists with responding to audits and examinations
- Assists with policy and procedure management
- Acts as the compliance point of contact for projects as assigned
- Maintains expertise in applicable state and federal regulations
- Develops and manages relationships with business partners, understanding business risks and providing effective challenge to business partners when compliance controls are lacking, inadequate, or ineffective
- Assist with compliance reporting
- Other projects as assigned
Requirements:
- Bachelor’s degree in related field or commensurate work experience required
- 5 years of compliance experience within financial services or consumer finance, in progressively elevated roles required
- Subject matter expertise in federal and state consumer lending laws and regulations (such as FCRA, ECOA, GLBA, TILA, UDAAP) required
- Knowledge of consumer lending compliance risk and the consumer regulatory framework required
- Attention to detail and accuracy required
- Excellent verbal and written communication skills required
- Proficient in the utilization of Microsoft Office Suite
- Ability to thrive in a fast-paced work environment
- CRCM preferred
- Prior experience in indirect lending preferred
Benefits:
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development
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