Deputy Compliance Officer
Employment Information
Report this job
Job expired or something wrong with this job?
Job Description
Compliance Officer managing BSA/AML operations at LemFi, supporting consumer compliance programs for immigrant communities. Leading day-to-day compliance operations and ensuring regulatory adherence.
Responsibilities:
- Run the day-to-day BSA/AML operation: SAR quality, FinCEN regulatory reporting, and transaction monitoring, escalating material issues and deputising for the CCO when they are out.
- Own the consumer compliance programme operationally: UDAAP, Reg E, CAN-SPAM, and TCPA reviews of marketing and advertising materials, plus disclosure maintenance and complaints intake through to resolution.
- Lead the consumer complaints programme end-to-end, spotting systemic issues and proposing root-cause fixes rather than just closing tickets.
- Support multi-state MTL compliance, including licence renewals, regulatory notifications, and examination preparation across all active LemFi US states.
- Manage sponsor bank compliance commitments, keeping the status documented, open items tracked, and the CCO informed before things become surprises.
- Contribute to US compliance sections of board and executive management reports, and support the group-wide compliance risk assessment.
- Use AI tools to accelerate policy drafting, evidence pack preparation, and regulatory research, freeing your own capacity for the judgement calls that actually need you.
Requirements:
- 6 or more years of compliance experience in US payments, money transmission, fintech, or financial services, with genuine hands-on depth in both BSA/AML and consumer compliance.
- Solid working knowledge of BSA/AML requirements, FinCEN regulations, and OFAC, including direct experience with SAR and CTR processes.
- Experience contributing to a consumer compliance programme covering UDAAP, Reg E, and complaints management, not just advising on it.
- Familiarity with multi-state MTL compliance and the regulatory expectations of state money transmission regulators.
- Experience working within or alongside a sponsor bank or BaaS compliance structure, and an understanding of how those relationships work under pressure.
- Strong written and verbal communication: able to produce clear compliance guidance, policy documents, and regulatory correspondence that the business and regulators can both rely on.
- Comfortable operating with limited day-to-day supervision, managing competing priorities across two compliance workstreams, and making sound judgement calls independently.
Benefits:
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Remote work options
Similar Jobs
Associate Director, Regulatory Risk, Compliance, Accreditation
Associate Director overseeing compliance and accreditation activities for Planned Parenthood’s Information Security program. Engaging with teams and stakeholders to assess and manage regulatory risks.
Compliance Manager – Examinations & Regulatory Governance
Compliance Manager at Sporttrade overseeing participant compliance and regulatory governance. Ensuring adherence to regulations and maintaining compliance frameworks for market participants.
Compliance Officer – MLRO
Compliance Officer managing AML/CFT compliance program for a global crypto payment fintech in Nigeria. Establishing policies, conducting audits, and ensuring regulatory adherence.
Senior Analyst, Personal Trading & Compliance
Sr Analyst providing support for monitoring personal trading activity at Empower. Collaborating with business partners to execute Compliance processes and regulatory research.
Senior Director, Personal Trading & Compliance
Senior Director leading Empower's Personal Trading and Code of Ethics program for compliance. Collaborating with senior leadership to navigate the regulatory environment and strengthen the compliance framework.
Director – Regulatory Affairs
Director of Regulatory Affairs at Tenpoint Therapeutics leading strategy and compliance for YUVEZZI™. Overseeing regulatory submissions and cross-functional collaboration across multiple regions.
Compliance Analyst
Compliance Analyst auditing high risk reimbursement issues at UW Health. Engaging with stakeholders, utilizing coding knowledge, and performing compliance audits in a remote role.
Compliance Manager – Predictions
Compliance Manager at DraftKings focusing on regulatory alignment for prediction markets. Overseeing compliance activities and collaborating with cross-functional teams in a regulated environment.
Technical Privacy Compliance Manager
Technical Privacy Compliance Manager enhancing data privacy initiatives and partnering with Engineering and Product teams at DraftKings. Leading DSR program, data lifecycle, and ensuring regulatory compliance.
Regulatory Gaming Compliance Manager
Regulatory Gaming Compliance Manager at DraftKings overseeing compliance activities and regulatory reporting across jurisdictions. Partnering with various teams to ensure regulatory alignment and operational readiness.
Compliance Manager
Affordable Housing Compliance Manager responsible for compliance with housing regulations and oversight of affordable housing properties. Requires extensive experience in affordable housing compliance and regulation adherence.
Local Trade Compliance Officer
Trade Compliance Manager ensuring compliance with import/export-related trade regulations at ABB. Responsible for guiding local compliance processes and regulations in North America.
Compliance Manager
Manager, Compliance supporting the Chief Compliance Officer in ensuring adherence to healthcare compliance standards. Develops initiatives, manages audits, and leads compliance investigations.
Junior Compliance Specialist, CEE
Junior Compliance Specialist supporting compliance activities in CEE countries at Sobi. Focused on monitoring and reporting in the pharmaceutical sector with opportunities for growth.
Junior Compliance Specialist, CEE
Junior Compliance Specialist supporting compliance activities in CEE for pharmaceutical launches. Focusing on data collection, monitoring, and trainings in a team-oriented environment.
Junior Compliance Specialist, CEE
Junior Compliance Specialist at Sobi supporting compliance activities in CEE region. Collaborating with teams to ensure adherence to regulations and guidelines in pharmaceutical industry.
Specialist Care Therapeutic Area, Global Regulatory Affairs and Patient Safety
Regulatory affairs professional joining the global regulatory and patient safety team on a temporary contract at Chiesi. Contributing to aligned global regulatory strategy and supporting lifecycle management across assigned regions.
Senior Environmental Compliance Specialist
Senior Environmental Compliance Specialist at EHS Support leading environmental compliance projects and mentoring staff while developing innovative solutions.
Vice President, Regulatory Affairs
Vice President of Regulatory Affairs developing global strategies for innovative therapeutics and devices at Contraline. Leading regulatory processes from preclinical stages to commercialization as a senior regulatory leader.
RMF/GRC Program Lead
RMF/GRC Program Lead overseeing risk management and compliance initiatives for Chickasaw Nation Industries. Developing policies and educating teams on best practices.