Compliance Analyst

Posted 1ds ago

Employment Information

Education
Salary
Experience
Job Type

Report this job

Job expired or something wrong with this job?

Job Description

Compliance Analyst auditing auto-finance processes for Auto Approve, a fintech company helping customers save on vehicle loans. Documenting controls, testing compliance, and recommending improvements.

Responsibilities:

  • Document key processes and internal control points and identify gaps or opportunities for improvement
  • Create and amend policies and procedure documents to ensure compliance with legal and regulatory requirements
  • Perform audits of internal and external processes, including consumer telephone communications, loan document preparation and execution, and vendor performance
  • Analyze data and perform testing
  • Document and communicate audit results accurately and effectively
  • Provide clear, actionable recommendations and alternatives to Management and the Director of Compliance
  • Maintain collaborative relationships with lending partners and vendors
  • Perform possible off-site vendor audits involving travel
  • Complete special projects as assigned

Requirements:

  • 3–5 years of experience in an applicable risk management, quality assurance, or compliance environment
  • Excellent attention to detail and strong organizational skills
  • Strong written and verbal communication skills
  • Expert-level understanding of the auto finance industry
  • Critical thinking, problem analysis, and problem-solving skills
  • Proficiency in Microsoft Excel, Access, Word, or other database applications
  • Ability to work independently
  • Willingness to travel for limited off-site vendor audits
  • Legally authorized to work in the United States
  • Ability to sit at a computer terminal for an extended period
  • May be asked to lift approximately 25 lbs

Benefits:

  • Competitive compensation package
  • Full suite of medical benefits
  • Dental insurance
  • Vision insurance
  • Pet insurance
  • PTO
  • Holidays