Compliance & QC Specialist
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Job Description
Compliance & QC Specialist working with a focused compliance team in a residential mortgage banker. Handling QC, licensing operations, and advertising compliance reviews.
Responsibilities:
- Daily Pre-Fund QC: Selecting daily pre-fund files for QC review based on risk factors and targets, sending them to the QC vendor, and chasing deficiencies.
- NMLS & State Licensing: Handling monthly state reporting, running individual originator and branch license applications, and resolving deficiencies.
- Advertising Compliance: Reviewing marketing material against advertising rules, auditing Loan Officers' online presence for compliance issues, and maintaining an in-house resource for advertising requirements.
- Audit Readiness: Pulling marketing archives and assembling files for auditors and examiners.
- Coverage & Collaboration: Cross-training with a peer for full year-round coverage.
Requirements:
- 2+ years in an office environment, preferably banking, mortgage, regulation, or marketing (Required)
- Working knowledge of RESPA, TILA, ECOA, SAFE Act, and UDAAP (Required)
- Strong analytical, written, and verbal communication skills (Required)
- Strong attention to detail and independent problem-solving (Required)
- Proficient with computers and familiar with social media and advertising channels (Required)
- Hands-on mortgage QC platform experience (Preferred)
- NMLS individual and branch licensing administration experience (Preferred)
Benefits:
- Equal Opportunity Employer
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