Senior Compliance Analyst
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Job Description
Providing compliance support to ARI’s life insurance and annuity business. Reviewing marketing materials and ensuring compliance with regulations while collaborating across teams.
Responsibilities:
- Act as compliance liaison for assigned areas and assist with creating a culture of compliance through training, engagement and providing consistent feedback on compliance standards.
- Responsible for the identification, analysis, communication and resolution of advertising deficiencies, lead generation practices, agent conduct, and other compliance issues for assigned areas.
- Review life insurance and annuity marketing material for compliance with applicable regulations.
- Assist in the creation, implementation, and maintenance of compliance policies, procedures and educational material.
- Work with internal and external partners on vetting and implementing compliance and business initiatives.
- Participate in compliance projects, such as onboarding new technology, and serve as backup to other functions as needed.
Requirements:
- Undergraduate degree preferred or equivalent work experience
- 5+ years relevant experience
- Background in the insurance industry or compliance-related position preferred
- Experience with insurance/securities advertising review requirements preferred
- Skill in using computer applications including MS Office
Benefits:
- PTO
- medical
- dental
- vision
- retirement savings
- disability insurance
- life insurance
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