Senior Compliance Associate
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Job Description
Compliance Senior Associate supporting AML, KYC, OFAC, surveillance, risk assessments, and regulatory examinations. Helping Ondo Finance maintain compliance for blockchain-enabled investment products and tokenized funds.
Responsibilities:
- Assist with e-communication archiving reviews to monitor adherence to firm policies
- Provide input on and help complete Due Diligence Questionnaires and Requests for Proposals
- Complete weekly, monthly, and quarterly compliance checklists
- Maintain and update the compliance manual to reflect current policies and regulatory requirements
- Assist with risk assessments, annual reviews, and vendor reviews
- Support responses and documentation requests for regulatory inquiries, third-party examinations, and internal audits
- Maintain governance for relevant committees, including scheduling, preparing materials, and documenting meeting notes
Requirements:
- 5+ years of experience in KYC, AML, or compliance operations within financial services or fintech
- Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance
- Ability to analyze situations for compliance and business risk and implement effective risk mitigation solutions
- Excellent organizational skills and strong attention to detail
- Ability to manage multiple deadlines simultaneously
- Strong written and verbal communication skills
- Ability to work cross-functionally and interact with regulators, auditors, and internal stakeholders
Benefits:
- Competitive compensation including salary, future token rights, and/or equity (according to your preferences)
- Full benefits including medical, vision, and dental
- Flexible vacation policy (PTO)
- Remote-first team across many countries
- Opportunity to help shape the company’s vision, culture, and design practices
- A+ colleagues and experienced industry alumni
- Backing from leading crypto experts and venture capital investors
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