KYC Specialist – KYC Testing, Strategy
Employment Information
Report this job
Job expired or something wrong with this job?
Job Description
KYC Specialist responsible for maintaining KYC programs and conducting due diligence for financial services. Collaborating with senior management and handling urgent compliance issues centrally at TD.
Responsibilities:
- Develops and maintains TD’s KYC programs, including frameworks, methodologies, procedures, awareness and monitoring
- Conducts periodic and event-driven KYC due diligence reviews of customers, including targeted reviews as per KYC Ops Policy to assess risks as needed.
- Ensures that work products are fit for purpose and audit/regulator ready
- Suggests process improvements to drive better results from efficiency, accuracy, or quality of work product
- Leads initiatives to help bring these improvements to fruition.
- Works with senior management to ensure that special projects are brought to fruition
- Acts as a technical expert/lead integrating cross-function understanding within their own field of specialty
- Independently manages end-to-end functional programs
- Solves or may lead others to solve complex problems; leads efforts or partners with others to develop new solutions
- Communicates difficult concepts; converts information to compelling business context and advice; influences and gains alignment across increasingly senior stakeholders.
Requirements:
- Undergraduate Degree or equivalent professional work experience
- 6+ Direct experience in financial services or similar industries including fraud, know your customer, anti-money laundering, sanctions screening, or similar roles for new joiners.
- 10+ years' experience in an unrelated role involving information fluency, investigation, research, or financial services broadly but not specifically KYC or AML.
- Proven track record of excellence through metrics or manager discretion
Benefits:
- Health insurance
- 401(k) matching
- Paid time off
- Flexible working hours
- Professional development opportunities
Similar Jobs
Senior Counsel – U.S. Anti-Financial Crimes and Sanctions
Senior Counsel advising TD Bank on legal issues regarding financial crimes and compliance standards. Collaborating with cross-functional teams in a fast-paced legal environment across the U.S.
Senior AML Compliance Officer
AML Compliance Senior Officer position providing AML/CTF compliance support to Western Union in Germany. Engaging with regulatory authorities and strategic partners for compliance program reviews.
Senior Manager, Financial Crime Risk Business Oversight
Senior Manager responsible for overseeing workflows in Digital Asset Programs at TD. Managing AML policies and procedures while advising on transaction monitoring and compliance.
Senior Manager, Financial Crime Risk Management Training
Senior Manager leading a team to deliver financial crime risk training solutions at TD. Overseeing learning strategies and advising senior management in program design.
Compliance Associate, KYC
Compliance Associate at Paxos responsible for KYC processes and regulatory compliance. Involved in client onboarding, sanctions screening, and vendor management in a remote environment.
AML Advisory – Technology Specialist
AML Advisory & Technology Specialist at Crowe analyzing data for Financial Crime systems and assisting with AML technology implementations. Collaborating with financial institutions to enhance compliance systems.
Financial Crime Risk Investigator II – Securities
Financial Crime Risk Investigator II conducting internal and external investigations related to financial crimes at TD. Responsible for safeguarding the organization's financial integrity through thorough investigative work.
Anti-Money Laundering, AML Officer
AML Officer conducting investigations and ensuring compliance for Ruby Labs in the sweepstakes casino space. Collaborating with management to mitigate financial crime risks in operations.
Financial Crime Risk Investigator I
Financial Crime Investigator managing PEP/MSB/CRB alerts and conducting thorough high-risk investigations at TD Bank. Analyzing data sources and collaborating with teams to mitigate financial risks.
Financial Crime Risk Investigator I – Name Screening, Adverse Media
Financial Crime Risk Investigator conducting analyses and investigations for financial crime. Engaging with various teams to assess risks and findings, primarily focusing on AML and sanctions cases.
FCRM KYC High Risk Reviews Analyst
Financial Crime Risk Analyst II providing analytical and research support for FCRM programs. Engaging with key stakeholders to enhance compliance with KYC policies and regulatory requirements.
Financial Crime Risk Business Oversight Specialist – Wealth
AML Financial Crimes Risk Business Oversight Specialist at TD Bank, ensuring compliance with financial regulations and managing risks in banking operations. Providing expert guidance and oversight on AML/ATF/Sanctions compliance programs.
Senior AML Financial Crime Risk Investigator – Specialized Investigations
Senior Investigator at TD, conducting complex investigations into financial crime and anti-money laundering. Analyzing risks and preparing regulatory reports on suspicious activities.
Graduate TKYC Analyst
Transaction KYC Analyst working with legal and compliance teams to ensure deal compliance for private equity transactions. Remote position available in the US or Canada, favoring the Greater Toronto Area.
KYC Operations Analyst
Support customer onboarding and ongoing due diligence processes at MoonPay. Collaborate with Compliance, Fraud, and FIU teams to ensure regulatory compliance.
Senior Manager, Financial Intelligence Unit
Manager in Financial Intelligence Unit overseeing financial crime investigations across UAE and MEA. Collaborating with teams to enhance compliance and detection capabilities.
AVP, Fraud & KYC Technology Lead, Digital Banking
AVP, Fraud & KYC Technology Lead overseeing fraud technology stack at Forbright Bank. Managing fraud prevention platforms and collaborating with teams to ensure security and compliance.
Senior Governance & Control Analyst, Financial Crimes Legal Case Management – Bilingual
Governance Analyst managing financial crimes legal case requests and investigations in Canada. Requires in-person court attendance across regions with a need for French fluency.
Senior AML Financial Crime Risk Investigator
Senior AML Financial Crime Risk Investigator conducting investigations in law enforcement and financial crime. Collaborating with various units and preparing SARs for potential financial misconduct.
Money Laundering Reporting Officer, MLRO
Own and design compliance program as Money Laundering Reporting Officer for fintech Altitude. Translate legislation into operational reality and establish transaction monitoring rules.