Senior Manager, Financial Crime Risk Business Oversight
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Job Description
Senior Manager responsible for overseeing workflows in Digital Asset Programs at TD. Managing AML policies and procedures while advising on transaction monitoring and compliance.
Responsibilities:
- assist the Head of Digital Asset Programs in managing the workflows for the team
- direct engagements with the business/product strategy teams, first line of defense entities, other second line teams, and third line audit functions on AML/CFT/KYC/EDD policies and procedures for digital assets for client on-boarding, offering new products and services, and adding new initiatives across all TD entities
- serve as an advisor to transaction monitoring, screening, and audit, to develop controls and testing benchmarks within the digital asset space
- maintain and update senior leadership on developments in the digital asset ecosystem
Requirements:
- 10 years of experience working in AML/CFT/KYC/EDD in the financial services industry
- familiarity with AML/ CFT/Sanctions monitoring procedures as mandated by the BSA, FINTRAC, Wolfsberg Group, Basel Institute, FATF
- experience in reviewing and drafting policies and procedures for new products and initiatives
- comfortable reporting findings and solutions to senior management
- familiarity with the use of case management and investigations software platforms such as Oracle
- Undergraduate degree or equivalent work experience
- ACAMS, CFCS, or a like certificate is preferred but not required
- A Juris Doctor from an accredited law school is a plus
Benefits:
- health and well-being benefits
- savings and retirement programs
- paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- banking benefits and discounts
- career development
- reward and recognition
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