Associate, Regulation
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Job Description
Associate, Regulation ensuring compliance in DraftKings' prediction markets through surveillance and regulatory reporting. Conducting daily monitoring and collaborating with internal teams.
Responsibilities:
- Conduct daily trade practice surveillance and support the onboarding of new customers to promote compliance from day one.
- Assist in preparing and submitting timely, accurate regulatory filings to the Commodity Futures Trading Commission.
- Review and update exchange policies and procedures to support compliance with the Commodity Exchange Act and Commodity Futures Trading Commission regulations.
- Identify, investigate, and escalate potential trade practice violations in accordance with regulatory requirements and internal protocols.
- Partner closely with the Regulation Team on investigations, regulatory reporting, and ongoing trade practice oversight.
- Monitor market activity, participant behavior, relevant news, and industry performance trends that may impact listed contracts.
- Provide rotational coverage during market hours to ensure continuous and effective market surveillance.
Requirements:
- At least 1 year of experience in market regulation or compliance within a Designated Contract Market, exchange, broker-dealer, or regulatory oversight body.
- Strong attention to detail and a high degree of accountability when handling sensitive or time-critical data.
- Flexibility to support rotating shifts during live market coverage windows.
- Familiarity with case management systems and market surveillance tools is preferred.
- A genuine interest in prediction markets, sports trading, or broader financial markets, with a curiosity about how evolving products intersect with regulation.
Benefits:
- Bonuses
- Equity
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