Compliance Manager
Employment Information
Report this job
Job expired or something wrong with this job?
Job Description
Compliance Manager overseeing regulatory programs and team performance in banking. Responsible for compliance advisory services and management oversight with a focus on continuous improvement.
Responsibilities:
- manage a team of compliance professionals or third-party providers
- provide compliance advisory services, guidance, expertise or effective challenge for regulatory change, product change, other initiatives, or business-as-usual operations
- maintain proficiency in the banking laws, rules and regulations, supervisory trends and enforcement landscape
- ensure adherence to consistent standards for the communication, execution, documentation, quality control, and reporting of activities and results performed by others
- recruit, hire, manage, and retain employees
- coach, mentor, train, and collaboratively establish development goals and plans for direct reports to be successful in their roles
- plan, assign and evaluate the work of staff, screens and selects candidates, monitors volume, workflow and quality
Requirements:
- Bachelor's Degree or the equivalent experience
- 6 or more years Banking, financial or insurance services, risk management, information technology, software development, systems/network administration, legal, regulatory, compliance or audit (Required)
- 2 or more years digital, technology, management information systems, data science, data management, data analysis (Preferred)
- 1 or more years experience implementing operational or compliance controls to achieve business outcomes, project management experience in a highly-regulated industry (Preferred)
- 1 or more years supervisory or management experience (Preferred)
- CRCM or other relevant certification/credentials before or within 12 months following incumbency (Required)
Benefits:
- medical plans with prescription drug coverage
- flexible spending account or health savings account depending on the medical plan chosen
- dental and vision insurance
- life insurance
- 401(k) program with employer match and Employee Stock Purchase Plan
- paid time off programs including holiday pay and paid volunteer time
- disability insurance coverage and maternity and parental leave
- adoption assistance
- educational assistance
- robust wellness program with financial incentives
Similar Jobs
Senior Manager, Regulatory Promotion & Material Compliance
Regulatory Affairs Sr Manager ensuring truthful communication and formulations for product promotions at Amgen. Leading compliance efforts by interpreting FDA regulations and guiding promotional programs.
Regulatory Affairs Director – Global Regulatory Leader, Rare Disease
Global Regulatory Leader at Amgen leading regulatory strategy for product development in rare diseases. Collaborating with teams to ensure regulatory compliance and approval across markets.
Senior Compliance Officer
Senior Compliance Officer serving as compliance expert for multiple disciplines at Fulton Bank. Overseeing compliance programs and mentoring junior team members.
Compliance Director
Compliance Director at Fulton Bank, designing and implementing compliance risk management strategies. Leading compliance team and ensuring effective operational compliance.
Data and Reporting Compliance Analyst
Data and Reporting Compliance Analyst at Fulton Bank responsible for delivering reports and dashboards. Collaborating with teams to ensure effective data analysis and compliance monitoring.
Government Compliance Associate
Government Compliance Associate supporting compliance activities and financial analysis for government regulations at L3Harris. Collaborating with segment functions and assisting with audits and proposals.
Director, Regulatory CMC
Director of Regulatory CMC at Iovance Biotherapeutics overseeing global regulatory strategies and submissions for oncology drug development. Collaborating with health authorities and cross-functional teams on clinical programs.
Global Director – Risk & Compliance
Director of Global Risk & Compliance at AI services provider co-creating impact through data science. Leading risk management and compliance across regions with a focus on AI governance.
Senior Compliance Analyst
Senior Compliance Analyst at EZCORP focusing on regulatory examination and compliance tools in a growing company. Responsible for risk assessments and compliance reporting for senior management and the Board.
Senior SW Compliance Specialist – Regulatory Affairs, Design Assurance
Responsible for regulatory and quality processes at Meridian Bioscience. Supports compliance activities through the product lifecycle in the medical device sector.
Head of Compliance
Compliance professional advising business leaders on regulatory frameworks within a global healthcare context. Leading compliance program enhancements and fostering a culture of ethics across Europe.
Compliance Specialist I
Compliance Specialist supporting projects and managing risks at Grupo Boticário, a leader in the beauty sector. Focused on regulatory change and governance strategies to ensure compliance.
Regulatory Affairs Consultant – Compliance, Process
Regulatory Affairs Consultant focusing on compliance and quality operations in GxP environments for Parexel. Collaborating with cross-functional teams to deliver compliant and efficient business operations.
Senior Vice President, Technical - Clinical Regulatory Affairs
Senior/Vice President, Technical overseeing regulatory strategies for biopharma clinical development. Work from home position with significant impact on patient therapeutic developments.
Governance & Compliance Specialist
Governance & Compliance Specialist driving transformation programs within GRC frameworks for a multinational consulting firm. Operate governance frameworks, manage risks, and support compliance in a fully remote role.
Governance & Compliance Specialist
Governance & Compliance Specialist ensuring delivery within GRC frameworks at fast-growing consulting firm. Responsible for steering transformation and transition programs while maintaining compliance and risk management.
Regional Food Safety Quality Regulatory Lead
Regional Food Safety Quality Regulatory POD Lead providing leadership and compliance for Cargill plants. Partnering with stakeholders for strategy alignment, continuous improvement, and regulatory adherence.
Regulatory Operations Documentation Specialist
Support Regulatory Operations with electronic submission documentation. Focus on document formatting, quality control, and communication archiving with Health Authorities.
Compliance Analyst I, Licensing
Compliance Analyst ensuring Guild Mortgage Company adheres to legal regulations. Supporting compliance management and maintaining licenses with state and federal agencies.
Compliance EDD & High Risk Client Team Lead
Team Lead overseeing Compliance EDD & High Risk Client activities. Leading a compliance team while ensuring timely resolutions for high-risk cases in international crypto operations.