Compliance Risk Assessment Officer
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Job Description
Compliance Risk Assessment Officer managing compliance risks for CIB clients at Talan. Leading the annual Compliance Risk Assessment process and collaborating with cross-functional teams in North America.
Responsibilities:
- Lead the annual Compliance Risk Assessment across Capital Markets and support teams, following the bank’s internal methodology
- Identify and document compliance risks, assess the strength of existing controls, and highlight areas for improvement
- Support regulatory gap analyses and track remediation efforts to ensure alignment with applicable laws, regulations, and internal policies
- Collaborate with Compliance, Legal, Audit, and business stakeholders to gather information and validate findings
- Prepare concise reports, summaries, and presentations for senior management
- Support and track ongoing risk and compliance projects, ensuring timely delivery of objectives
Requirements:
- Minimum 8 years of experience in Compliance, Risk Management, Audit, or Business Management within investment banking or capital markets
- Strong experience identifying and documenting compliance risks and evaluating control frameworks
- Solid understanding of capital markets products and corporate financing activities
- Experience managing or supporting structured projects with defined timelines and deliverables
- Strong analytical and problem-solving skills, with meticulous attention to detail
- Ability to work independently while collaborating effectively with cross-functional teams
- Excellent communication skills, including experience presenting to senior stakeholders
Benefits:
- 401(k) retirement plan with company matching
- 15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
- 8 paid holidays + 5 sick days + 2 personal days per year
- Company health, dental, and vision insurance plans + FSA
- Voluntary STD and LTD
- Commuter/transit benefits
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