Financial Crime Risk Business Oversight Specialist – Wealth
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Job Description
AML Financial Crimes Risk Business Oversight Specialist at TD Bank, ensuring compliance with financial regulations and managing risks in banking operations. Providing expert guidance and oversight on AML/ATF/Sanctions compliance programs.
Responsibilities:
- Supports the operation of TD's Financial Crime Risk Management Program
- Identifies risks associated with TD's business strategies, customers, products and services
- Acts as key business oversight lead providing expert/specialized guidance and compliance programs
- Manages/assists with regulatory reviews including audits and exams
- Provides AML/ATF/Sanctions/ABAC advice to business as FCRM representative on projects or initiatives
Requirements:
- Undergraduate degree or equivalent work experience
- 7+ years experience
- 5 years of experience in understanding AML laws and regulations as they apply to private banking activities
- 3 years experience working in a business oversight or business risk capacity
- Ability to work independently
- Strong analytic skills, ability to draw conclusions
- CAMS preferred
Benefits:
- Health insurance
- 401(k) matching
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development and reward and recognition programs
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