Senior SOX Auditor, Financial Services
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Job Description
Senior SOX Auditor responsible for SOX testing, control evaluations, and external audits in financial services organization. Collaborating with business partners to enhance compliance and control environments.
Responsibilities:
- Proactively work with business partners to reflect business changes in SOX controls.
- Partner with business clients to improve Sarbanes-Oxley (SOX) / Model Audit Rule (MAR) control environment.
- Provides assistance for the external auditors as needed related to SOX/MAR testing and review.
- Executes the Test of Design and Test of Effectiveness of in-scope business processes.
- Independently conduct Walkthrough meetings with Business Customers of SOX/MAR Business Processes.
- Creates test scripts based on information obtained within the BU Flowcharts/Narratives, Control Analysis, and Walkthrough Meetings.
- Completes control testing by collecting, analyzing, interpreting and verifying information.
- Documents the procedures used in each SOX/MAR testing assignment and fully prepare detailed electronic work papers.
Requirements:
- Bachelor’s Degree in Accounting or Finance
- Minimum 4 years’ experience working with SOX/MAR processes within a Financial Services public company internal controls group
- Collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions.
- Planning and project management; capability to maintain composure under pressure while meeting multiple deadlines.
- Commitment to meeting deadlines and work additional hours during peak periods.
- Proficient with MS Office tools: MS Word, MS Excel, and other business software to prepare reports, memos, summaries and analyses.
Benefits:
- Health, dental, vision and life insurance plans
- 401(k) Savings plan – with generous company matching contributions (up to 6%)
- Voya Retirement Plan – employer paid cash balance retirement plan (4%)
- Tuition reimbursement up to $5,250/year
- Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
- Paid volunteer time — 40 hours per calendar year
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