Global Compliance Services Analyst
Employment Information
Report this job
Job expired or something wrong with this job?
Job Description
Compliance Analyst focusing on screening, monitoring, and supporting compliance activities at Wood Mackenzie. Collaborating with internal stakeholders to ensure compliance with regulations and internal policies.
Responsibilities:
- Conduct screening of clients, vendors, and third parties for sanctions, AB&AC, and other compliance risks using approved tools.
- Review and resolve potential alerts, escalating cases as appropriate.
- Maintain organized evidence and documentation of screening and monitoring activities.
- Support AB&AC, sanctions, and AML risk mitigation processes, including maintaining registers and assisting with approvals.
- Perform periodic monitoring and exception reporting, investigating anomalies and escalating where necessary.
- Assist with due diligence questionnaires (DDQs), RFPs, and compliance-related inquiries from internal stakeholders.
- Identify compliance risks and recommend controls in connection with operational and business processes, including assistance in drafting process documents.
- Contribute to the development and maintenance of compliance records and reporting dashboards.
- Support the implementation of policies and procedures and support their implementation across the organization.
- Provide compliance support and oversee proper implementation of corrective actions when issues are identified.
- Provide administrative support for compliance processes and special projects as assigned.
Requirements:
- Bachelor’s degree in a related field or equivalent professional experience.
- Prior experience in compliance, particularly in screening, monitoring, and enhanced due diligence.
- Strong research and analytical skills, including proficiency with online search tools.
- Ability to work with large datasets in Excel and maintain accurate records.
- Excellent attention to detail and ability to manage multiple priorities.
- Strong communication skills, both written and verbal, with the ability to explain conclusions clearly to colleagues at all levels.
- Excellent team-working skills and ability to build strong relationships across the organization.
- Self-motivated, proactive, pragmatic, and detail-oriented mindset.
- Experience using tools such as Dow Jones Risk & Compliance Database, Factiva adverse media screening, and Dow Jones Daily Screening & Monitoring Tools is highly preferred.
- Solid understanding of global sanctions regimes and Anti-Bribery and Anti-Corruption (AB&AC) regulations (e.g., FCPA, UK Bribery Act).
Benefits:
- Equal Opportunities employer
- Commitment to recruiting best people
Report this job
Job expired or something wrong with this job?
Similar Jobs
Product Regulatory Specialist
Product Regulatory Specialist responsible for product compliance, documentation management, and regulatory support at Solenis. Engaging with customers and regulatory authorities in a global team environment.
Compliance Officer
Compliance Officer responsible for designing and implementing ethics and compliance programs at a B2B platform startup. Integrating various risk management systems while working remotely from Colombia.
SCM External Regulatory Compliance Manager
SCM Regulatory Compliance Manager in Hitachi Energy overseeing global supply chain compliance with ESG regulations. Engaging stakeholders and integrating technology for effective governance.
Senior Regulatory Affairs Consultant – Small Molecules and Biologics
Senior Regulatory Affairs Consultant ensuring compliance for small-molecule and biologic products at Parexel. Collaborating across functions for regulatory planning and operational execution in global markets.
Regulatory Submissions Manager
Manager, Regulatory Affairs contributing to drug development as part of the Regulatory Affairs team at ICON plc. Providing regulatory guidance and operational support across various stages of drug development.
Manager, Regulatory Operations
Manager of Regulatory Operations leading submission activities in a biopharmaceutical company focused on hypertension and related diseases.
Marketing Compliance Reviewer
Marketing Compliance Specialist ensuring compliance of marketing collateral and supporting projects at Adstra. Review and approve assets to meet legal, regulatory, and branding standards.
Global GRC Manager
Global GRC Manager at Monte Carlo leading compliance efforts in a cloud-first environment. Managing customer security inquiries and compliance initiatives across multiple frameworks.
Compliance Manager – Medicare, Health Insurance
Compliance Manager overseeing regulatory compliance for Medicare Advantage and related health insurance products. Managing audits, developing SOPs, and collaborating with teams for compliance initiatives.
Senior IT SOX Compliance Analyst
Senior IT SOX Compliance Analyst ensuring effective SOX compliance processes at Amentum. Collaborating with various functions to mitigate risks and enhance compliance.
Senior Analyst, Compliance Quality Operations
Senior Analyst focusing on Compliance Quality Operations at Circle. Ensuring quality control and assurance in compliance processes across various teams.
Government Regulatory Director
Government Regulatory Director overseeing regulatory monitoring and collaboration with stakeholders at Verisk. Maintaining legislative relations and managing interactions with regulatory bodies.
Director, Governance Risk and Compliance
Director managing Governance Risk and Compliance for global EdTech ecosystem supporting over 150 million users. Assessing information security and compliance frameworks for effective risk management in the organization.
Director, Governance, Risk and Compliance
Director of Governance Risk and Compliance leading information security management and compliance efforts at Anthology. Collaborating with teams to ensure adherence to regulatory frameworks and policies.
Manager, Medicare Compliance
Medicare Compliance Manager at CVS Health promoting compliant behaviors in Medicare compliance programs and processes. Collaborating with corporate compliance and business teams within a complex regulatory environment.
InfoSec Engineer – Compliance, ATO
Information Security Engineer overseeing IL-6/IL-7 ATO processes at Vannevar. Guiding compliance strategies for classified capabilities in defense and intelligence sectors.
Compliance Officer – Product Advisory
Compliance Officer providing regulatory advice to Product and Engineering teams at Marqeta. Ensuring product compliance in banking and financial services sector during development and launch.
Senior Director, Pharmacovigilance Quality and Compliance
Senior Director overseeing pharmacovigilance quality and compliance for drug safety at Day One Biopharmaceuticals. Leading development and implementation of quality management systems across global regulations.
Regulatory and Compliance Lead Analyst
Lead Analyst ensuring effective administration of regulatory and compliance programs for Verity Solutions. Monitoring changes and coordinating audits for a healthcare compliance role.
Compliance Analyst
AML Compliance Analyst assisting compliance program and monitoring regulatory obligations for fintech. Engaging with multiple teams to ensure AML guidelines are met while gaining valuable experience.