Compliance Officer
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Job Description
Compliance Officer managing AML/CTF compliance and operations at Allocated Bullion Exchange. Overseeing day-to-day operations including onboarding and regulatory obligations.
Responsibilities:
- Support and oversee the organisation’s compliance and AML/CTF framework across day-to-day operations
- Act as the designated AML/CTF Compliance Officer for AUSTRAC regulatory purposes
- Maintain and oversee the company’s AML/CTF Program, policies, controls, and procedures
- Ensure ongoing compliance with AUSTRAC obligations
- Provide regular reports and escalations to the Chief Compliance Officer on AML/CTF risks
- Perform KYC and Due Diligence
- Conduct ongoing monitoring of existing clients
- Liaise directly with account executives for KYC-related queries
- Provide full support on all regulatory and compliance matters
- Support the drafting of Suspicious Matter Reports (SMRs)
Requirements:
- Minimum 5 years of experience in a compliance role within a regulated financial services, fintech, payments, digital asset, banking, or remittance environment
- Able to satisfy AUSTRAC “fit and proper person” requirements for appointment
- Strong working knowledge of AUSTRAC AML/CTF obligations, AML/CTF Act and Rules, KYC/CDD requirements, SMR and regulatory reporting obligations, and sanctions compliance frameworks
- Experience interacting directly with regulators and auditors
- Strong investigation and analytical skills
- Excellent written and verbal communication skills
Benefits:
- Flexible working arrangements
- Ongoing professional development
- Welcoming and supportive culture
- Diverse, global team
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