Director, Regulatory Compliance
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Job Description
Director of Regulatory Compliance at Trustly, overseeing compliance in financial services and fintech partnerships. Advising product teams and enhancing regulatory frameworks for innovative payment solutions.
Responsibilities:
- Advise the product and engineering teams, in collaboration with legal, on US licensing requirements, bank partnership options, consumer regulatory requirements, artificial intelligence standards and regulations and internal policies required to ensure that product offerings comply with applicable laws and regulation.
- Provide clear and actionable guidance to product development, marketing, engineering and operations teams in support of a “compliance by design” approach.
- Develop, implement and enhance Trustly’s regulatory compliance program to include policies, procedures, risk assessments, internal controls and training related to establishing a compliance management system that complies with consumer financial regulatory requirements.
- Support development of governance frameworks for BaaS partnerships including compliance responsibilities and oversight structures, program compliance requirements and contols and monitoring and reporting expectations.
- Support the product team through the New Business Initiatives Review process, including ensuring all risk assessments are completed and mitigation action plans addressed.
- Support evolution of the AML/Sanctions program to include consumer coverage including required tools, resources, workflows, etc.
- Ensure that the Company’s compliance management system satisfies expectations of regulators, bank partners, etc.
- Provide regular reports, insights and communication to management on the status of the compliance program.
Requirements:
- 8+ years experience in regulatory compliance within the financial services industry. Experience with fintechs and consumer financial products is highly desirable
- Strong subject matter expertise in FCRA, TILA (Reg Z), ECOA, UDAAP, state licensing and consumer privacy laws and Reg E; JD preferred
- Experience with compliance management systems and risk assessment methodologies.
- Experience supporting BaaS and/or other types of fintech partnerships
- Strong analytical, problem solving and critical thinking skills
- Excellent written and oral communication skills with the ability to clearly explain regulatory requirements.
- Ability to work independently and as part of a team in a fast-paced, constantly changing environment.
- Effective cross-functional collaborator who can build strong relationships with the legal, product and engineering teams.
Benefits:
- Flexible paid time off & generous PTO accrual plans
- Comprehensive medical, dental, vision, and other insurances
- FSA & HSA plans for medical and dependent care
- Home office set-up allowance
- Internet stipend
- Retirement plan match for 401k and RRSP
- Gender-neutral paid parental leave, and more!
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