Manager, Financial and Operational Compliance
Employment Information
Report this job
Job expired or something wrong with this job?
Job Description
Hands-on compliance leader designing a financial compliance framework for healthcare technology company. Collaborating across Finance and Operations to enhance the control environment.
Responsibilities:
- Design and implement financial compliance framework following COSO and AICPA best practices, customized for mid-market scale
- Conduct comprehensive risk assessment across all financial processes
- Collaborate with the business to document key financial processes and identify, and document, key financial controls including objectives, ownership, frequency, evidence, and linkage to risks
- Develop Risk and Control Matrix (RACM) serving as central repository for compliance program
- Create practical testing procedures, documentation, and monitoring dashboards
- Establish deficiency management protocols including classification, escalation, remediation workflows, and tracking
- Execute quarterly testing of key controls
- Perform semi-annual/annual testing of other significant controls
- Monitor automated controls and analyze performance trends to identify emerging risks
- Validate remediation effectiveness through follow-up testing
- Coordinate with external auditors to support their control reliance strategy
- Identify, document, and classify control deficiencies using severity criteria (control deficiency, significant deficiency, material weakness)
- Lead root cause analysis and collaborate with process owners on remediation plans
- Track deficiency status, escalate overdue items, and ensure timely closure
- Prepare monthly status updates to CFO and quarterly compliance reports to Executive Leadership
- Prepare annual control environment assessment for CFO and Board of Directors
- Serve as primary liaison with external auditors on internal control matters
Requirements:
- Bachelor's degree in Accounting, Finance, or related field required
- CPA license preferred (or active CPA candidate)
- 7+ years of experience in internal controls, internal audit, compliance, finance, accounting, or related discipline
- Strong knowledge of internal controls over financial reporting, GAAP, and financial statement assertions
- Proficiency with COSO framework and audit standards
- Advanced Excel skills
- Familiarity with IT general controls and application controls
Benefits:
- Flexible time off, including 12 paid holidays
- 401k match plus 100% employer paid medical, dental, and vision premiums
- Company contribution to Health Savings Account
- Stock options
Similar Jobs
Director, Financial Planning – Analysis
Director of FP&A overseeing financial operations and strategic planning for assigned markets at GoHealth. Liaising between financial teams and various departments to ensure optimal operational decision-making.
Senior Analyst, Financial Operations – Analytics
Senior Associate managing financial performance analysis and reporting at CVS Health. Collaborating with senior management and assisting in strategic initiatives across the organization.
Finance Business Partner Director
Finance Business Partner Director offering strategic financial leadership for engineering and product sectors. Overseeing financial strategy, budgeting, forecasting, and complex analysis for business growth.
Director, Finance Business Partner – Sales & Marketing
Director of Finance Business Partner managing strategic finance for Sales & Marketing at NextGen Healthcare. Overseeing a team in financial planning and analytics for commercial success.
Senior Staff Engineer, ERP Dynamics Functional – Finance
Senior Staff Engineer leading implementation of Dynamics 365 Finance modules at Nagarro. Collaborating with finance stakeholders in the Asia region to deliver effective ERP solutions.
Senior Finance & Accounting Lead
Senior Finance & Accounting Lead driving financial processes and reporting for clinical research at Castor. Collaborating on budgeting, financial modeling, and ensuring compliance with regulations.
Freelance Finance Expert
Finance Professionals needed to translate finance concepts into AI-readable formats at a YC-backed deep tech startup. Seeking analytical individuals with investment banking experience located in Zurich.
Junior Financial Analyst
Júnior Financial Analyst managing contracts and billing processes. Join a SaaS company focused on construction, legal intelligence, operational efficiency, and governance.
Steuerberater, Direktmandate, Qualität Financial Accounting
Tax Advisor managing complex direct mandates in a modern shared service environment. Focused on quality assurance in financial accounting with remote work flexibility.
Global Finance Lead
Finance Director overseeing financial control for real estate services account. Leading budgetary control, finance team management, and enhancing financial performance.
Digital Consulting Associate/Senior Associate – Oracle Student Financial Aid
Digital Consulting Associate/Senior Associate at Huron, collaborating on enterprise technology solutions. Supporting project delivery and developing client relationships while driving measurable results.
Director of Financial Strategy
Director of Financial Strategy at Hadley Designs, guiding financial growth with purpose-driven leadership. Managing finance functions and building scalable systems while supporting educational tools.
Senior Financial Analyst
Senior FP&A Analyst overseeing financial planning processes and analysis for the company in high-growth environment. Driving budget management and financial visibility with actionable insights.
Financial Collections Analyst – Junior
Analista Financeiro de Cobrança Júnior managing credit recovery processes at Cartpanda's remote environment. Handling financial analysis and internal reporting while ensuring compliance with company policies.
Finance Manager
Finance Manager overseeing FP&A at Kin, a high-growth insurtech company. Driving forecasts, building models, and enhancing financial infrastructure for scaling operations.
Manager, Financial Systems
Manager of Financial Systems integrating finance and technology to ensure efficient operations at Blue Cross NC. Leading a team to oversee financial systems and governance practices.
Senior Financial Analyst, Corporate FP&A
Senior Financial Analyst supporting corporate financial planning & analysis at HubSpot. Conducting financial analysis and collaborating with cross-functional teams for data-driven insights.
Principal Consultant, Oracle Cloud Financials
Oracle Cloud Financials Consultant leading high-impact ERP solutions for Finance and Accounting teams. Transforming complex requirements into best practice solutions ensuring operational efficiency and alignment.
Capital Markets Sales Officer
Capital Markets Sales Officer responsible for originating and distributing lease transactions at Flagstar. Focusing on growing the bank's leasing portfolio through market opportunities and relationships.
Advisor Batch Developer, C/Unix/Linux, Healthcare Financial Systems
Advisor Batch Developer applying technical skills to improve healthcare financial systems at Gainwell. Collaborating with cross-functional teams to enhance compliance and performance in financial processes.