Advisor, BSA/AML Compliance
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Job Description
BSA/AML Advisor strengthening Pinnacle’s financial-crime compliance program. Leading enterprise AML/CFT risk assessments and maturing the risks-and-controls library.
Responsibilities:
- Provide guidance on regulatory requirements, firm policies, and complex case- or process-related questions within assigned BSA/AML and OFAC program areas
- Execute day-to-day compliance activities, including client reviews, investigations, quality control, reporting, and program processes
- Analyze and assess financial crimes risk by identifying trends, anomalies, and potential issues in transaction and customer risk monitoring and sanctions screening
- Support program enhancements, process improvements, control development, documentation updates, testing, and implementation of new tools or regulatory requirements
- Partner with business, operations, technology, and risk teams to execute compliance controls
- Assist with audits and regulatory exams, including documentation gathering, inquiry responses, and remediation
- Identify and resolve issues through root cause analysis, corrective actions, and remediation tracking
- Support governance and reporting through metrics, dashboards, and management summaries
- Maintain knowledge of applicable laws, regulations, guidance, enforcement trends, and emerging financial crime risks
- Support training, onboarding, and mentoring of less experienced team members
- Lead development and ongoing production of the enterprise AML/CFT risk assessment, including migration to a new risk assessment platform
- Design and execute a risk assessment methodology across clients, geographies, products, and delivery channels
- Mature and sustain the AML/CFT risks and controls library through evaluation, testing, and refinement of control effectiveness
Requirements:
- Bachelor's degree in business, finance, law, or a related field
- Minimum of 10 years of experience in BSA/AML compliance, audit, or risk management within the financial services industry
- Strong knowledge of BSA/AML regulations, compliance best practices, and risk assessment methodologies
- Excellent analytical, communication, and organizational skills
- Experience supporting BSA/AML-related risk assessments, audits, exams, or independent reviews preferred
- CAMS, ACAMS, or other ML/TF certifications preferred
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