Senior Investigator – AML FIU
Employment Information
Report this job
Job expired or something wrong with this job?
Job Description
Senior AML FIU Investigator investigating complex financial crime cases for BMO, a Canadian bank. Producing filings, reports, insights, and risk recommendations.
Responsibilities:
- Conduct investigations to identify, assess, decide, and report on activity indicating exposure to financial crimes
- Evaluate, document, manage, and escalate potential threats and investigations according to standard operating procedures
- Provide subject matter expertise and oversight of criminal risk using intelligence-based detection and research
- Develop solutions and recommendations based on business strategy and stakeholder needs
- Advise assigned business/groups on solution implementation
- Determine business priorities and execution sequencing
- Conduct independent analysis and assessment to resolve strategic issues
- Support strategic initiatives with internal and external stakeholders
- Collaborate with law enforcement agencies and other financial institutions on investigations
- Integrate information from multiple sources to improve processes, analysis, and reporting
- Develop content, tools, and training programs and potentially deliver training
- Analyze complex incidents or cases across multiple product lines
- Prepare reports, notifications, and activity/case filings
- Support programs that minimize risk exposure and improve analytical-process efficiency and effectiveness
- Recommend process and customer-service improvements
- Monitor financial-crime risk trends, regulations, and compliance standards
- Analyze information from detection systems, tools, reports, and manual sources to determine required actions
- Collect evidence and information for incident filings, loss prevention, litigation, prosecution, management information, statistics, and process improvements
- Document investigative actions and findings in account/case files
- Gather and format data for regular and ad-hoc reports and dashboards
- Analyze data to provide insights and recommendations
- Execute routine service requests, transactions, and queries within service-level agreements
- Notify and provide information and instructions to stakeholders regarding incidents
- Apply BMO’s Risk Management Framework and make risk-informed decisions aligned with business strategy, policies, laws, and regulations
Requirements:
- Typically, 3-5 years of relevant experience
- Post-secondary degree in a related field of study or an equivalent combination of education and experience
- Knowledge of risk and regulatory requirements as they apply to financial crimes is an asset
- Knowledge of banking products, services, processes, and organization is an asset
- Specialized knowledge from education and/or business experience
- In-depth verbal and written communication skills
- In-depth collaboration and team skills
- In-depth analytical and problem-solving skills
- In-depth influence skills
- Ability to follow financial crime management processes, frameworks, techniques, regulations, compliance standards, policies, procedures, and supporting documents
- Ability to work mostly independently
- Ability to exercise judgment and solve problems within given rules
Benefits:
- Performance-based incentives
- Discretionary bonuses
- Other perks and rewards
- Health insurance
- Tuition reimbursement
- Accident insurance
- Life insurance
- Retirement savings plans
- In-depth training and coaching
- Manager support
- Network-building opportunities
- Tools and resources to reach new milestones
- Accommodations available on request during the selection process
Similar Jobs
Medicaid & Medicare Fraud Detection SME
Medicaid and Medicare fraud detection SME leading claims analytics and FWA investigations. Supporting GDIT’s technology and mission services for CMS.
AVP, BSA/AML Program Office
AVP leading BSA/AML governance, reporting, staffing, and program execution at Pathward, a financial empowerment company. Managing Board reporting, regulatory coordination, vendor financials, and Program Office staff.
KYC/KYB Analyst – Japanese Speaker
KYC/KYB Analyst supporting Japanese-speaking client onboarding for Binance’s global cryptocurrency exchange. Reviewing due diligence, AML flags, and compliance escalations.
Director, Quality Control – BSA/AML & Sanctions Operations
Director leading Pathward’s independent BSA/AML and sanctions quality-control function. Designing sampling, governance, error taxonomy, and team operations for a financial empowerment company.
AVP, Program Governance – BSA/AML & Sanctions Operations
AVP governing BSA/AML and sanctions operations at Pathward, a financial empowerment company. Managing vendors, regulatory reporting, operational metrics and KPI breach escalation.
KYC Analyst
KYC Analyst reviewing customer onboarding, screening alerts, and transaction monitoring for Bitcoin.com’s global crypto platform. Supporting AML investigations and compliant growth across jurisdictions.
Compliance Manager – BSA/AML Program
Upstart’s AI lending marketplace hiring a BSA/AML Compliance Manager for lending and deposit products. Designing risk-based controls, monitoring programs, reporting, and regulatory remediation.
Senior Financial Crime Investigator – Business Banking
Senior investigator protecting Monzo’s UK business banking customers from fraud and money laundering. Conducting complex KYB/AML reviews, SAR reporting, and investigator coaching.
Temporary AML IT Audit Consultant
Temporary IT Audit Consultant evaluating AML technology controls and validating remediation for RSM’s global banking clients. Testing ITGCs, models, applications, and regulatory controls.
Anti-Financial Crime Expert, Italian Speaking
Italian-speaking AML experts monitoring transactions and investigating financial crime for Mercier Consultancy Group, an international recruitment and BPO firm. Safeguarding banking compliance across European operations.
Advisor, BSA/AML Compliance
BSA/AML Advisor strengthening Pinnacle’s financial-crime compliance program. Leading enterprise AML/CFT risk assessments and maturing the risks-and-controls library.
Senior Manager, Financial Crime Risk Oversight
Senior manager overseeing TD's US financial crime risk programs and regulatory compliance. Leading AML, sanctions, ABAC, KYC governance, remediation, and second-line oversight.
IT Audit Consultant – AML, Regulatory Remediation
Temporary IT Audit Consultant evaluating AML technology controls and validating regulatory remediation. Supporting audit conclusions for a large global banking client through risk-based testing and documentation.
Money Laundering Reporting Officer, MLRO
Money Laundering Reporting Officer at VALR, ensuring compliance with AML/CTF regulations and policies. Engage in cryptocurrency initiatives while collaborating with global teams.
Senior Manager – Compliance & Financial Crimes (MLRO UK)
Senior Manager responsible for AML compliance and financial crime risk at UK payments company. Ensuring effective regulatory alignment while safeguarding company integrity and reputation.
KYC Officer II
KYC Officer II conducting and overseeing KYC due diligence for Fifth Third Bank. Evaluating customer risk and managing onboarding activities while ensuring compliance with regulations.
AML & RG Specialist
Join iTalent PLUS as an AML & Responsible Gaming Specialist, focusing on compliance and customer safety in iGaming. Enjoy flexible work while contributing to operational excellence.
Financial Crimes Case Investigations Analyst
Financial Crimes Case Investigations Analyst at Ameris Bank conducting case investigations on escalated customer accounts. Identifying suspicious activity while adhering to banking compliance regulations.
Analyst, Financial Crime Operation – LATAM Focus, Spanish Speaker
Analyst for Financial Crime Ops at Reap focusing on onboarding efficiency in LATAM. Improving KYB/KYC processes and collaborating with Compliance, Product, and Tech teams.
AML Manager
AML Manager at Ventures Lab ensuring compliance with AML, CTF & CPF regulations across multiple jurisdictions. Developing and implementing anti-money laundering strategies for the iGaming and Fintech industries.