Financial Crime Risk Specialist – Regulatory Response, Audit Oversight
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Job Description
Financial Crime Risk Specialist managing regulatory compliance and audit oversight at TD Bank. Developing and maintaining programs related to AML, ATF, and compliance training.
Responsibilities:
- Manage the Bank’s engagement with regulatory agencies, internal audit, and issues management processes
- Support a well-organized, consistent, and effective response process across regulatory, audit, and issue-related activities
- Develop and maintain TD’s AML/ATF/Sanctions/ABAC programs
- Conduct periodic and event-driven reviews of customers, including targeted reviews to assess risks
- Support management in delivery of initiatives related to risk assessment, internal/external exam support
Requirements:
- Undergraduate degree or equivalent work experience
- 7+ years experience
- Issues Management (strongly preferred)
- Risk Management (strongly preferred)
- Audit experience (strongly preferred)
- Compliance testing experience (strongly preferred)
- Quality Assurance – (strongly preferred)
- Microsoft Excel
- Microsoft PowerPoint
- Tableau
Benefits:
- health and well-being benefits
- savings and retirement programs
- paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- banking benefits and discounts
- career development
- reward and recognition
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