Senior AML Financial Crime Risk Investigator
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Job Description
Senior AML investigator conducting complex financial crime investigations for TD, a global banking institution. Analyzing evidence, identifying risks, and recommending account restrictions.
Responsibilities:
- Conduct end-to-end investigations of higher-complexity and sensitive cases
- Investigate AML, Sanctions/ABAC, and Financial Crime cases
- Apply reasonable grounds to suspect money laundering/terrorist financing
- Recommend demarketing and/or freezing accounts through the appropriate investigative unit
- Collect, preserve, and analyze physical and digital evidence
- Assess and prioritize files and investigate assigned cases using proper protocols
- Collaborate with financial institutions, law enforcement, nonprofits, government, and internal partners
- Identify procedural weaknesses, industry typologies, risks, and trends
- Lead workstreams and act as project lead for large or complex projects
- Evaluate processes and recommend enhancements to escalation and feedback mechanisms
- Conduct research and support presentations and communications to management or broader audiences
- Monitor service, productivity, efficiency, and continuous process improvements
- Identify and manage organizational risks and resolve escalated high-risk issues
- Analyze functional or enterprise-level results and make recommendations
- Keep informed about emerging issues and regulatory requirements
- Participate in team development, knowledge transfer, mentoring, and cross-training
- Maintain productive relationships with internal and external stakeholders
Requirements:
- Undergraduate degree or equivalent work experience
- 5+ years of experience
- Experience conducting AML, Sanctions/ABAC, and Financial Crime investigations
- Knowledge of bank products, systems, policies, and procedures
- Knowledge of criminal investigative techniques, evidence-collection laws, court proceedings, and financial/criminal trends
- Ability to collect, preserve, and analyze digital evidence
- Knowledge of global emerging risks and technology threats
- Ability to work with financial institutions, law enforcement, nonprofits, government, HR, Employment Standards, and Legal partners
- Knowledge of project management methodologies
- Knowledge of emerging issues, trends, and evolving regulatory requirements
- Ability to manage confidential information and high-risk issues
- Ability to perform sedentary work, multitask, operate standard office equipment, concentrate for long periods, and read, write, and comprehend instructions
Benefits:
- Variable compensation/incentive awards, including eligibility for cash and/or equity incentive awards
- Health and well-being benefits
- Savings and retirement programs
- Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
- Banking benefits and discounts
- Career development
- Reward and recognition
- Regular career, development, and performance conversations
- Online learning platform
- Mentoring programs
- Training and onboarding sessions
- Occasional domestic travel
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