IT Audit Consultant – AML, Regulatory Remediation
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Job Description
Temporary IT Audit Consultant evaluating AML technology controls and validating regulatory remediation. Supporting audit conclusions for a large global banking client through risk-based testing and documentation.
Responsibilities:
- Assess the design and operating effectiveness of IT controls supporting AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and KYC/CDD platforms
- Perform issue validation and remediation testing to evaluate corrective actions against identified risks and regulatory findings
- Execute risk-based audit procedures, including controls testing and targeted substantive testing
- Evaluate IT general controls, change management processes, security controls, operational processes, and data controls supporting AML technology environments
- Conduct model validation and controls testing, including governance, methodologies, assumptions, and supporting documentation
- Review technical documentation, system configurations, data flows, reports, and application controls to assess risk and support audit conclusions
- Identify control gaps, assess root causes, and provide practical recommendations to strengthen control environments
- Prepare clear, concise, high-quality audit documentation for internal audit, regulatory, and stakeholder review
- Support a large global banking client on regulatory remediation and issue validation initiatives
Requirements:
- 5+ years of experience in IT Audit, Technology Risk, Internal Audit, or a related field within banking or financial services
- Experience performing controls testing, targeted substantive testing, issue validation, or regulatory remediation reviews
- Knowledge of AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and customer due diligence
- Experience evaluating IT general controls (ITGCs), application controls, security controls, and change management processes
- Experience with model validation, model governance, or control effectiveness assessments
- Ability to review and interpret technical documentation, system architecture, data flows, system configurations, and code
- Strong analytical, documentation, written communication, and stakeholder management skills
- Preferred experience with consent order validation and regulatory remediation programs
- Preferred experience with large global banking institutions
- Preferred experience in AML, Financial Crimes, Compliance, or Regulatory Risk functions
- Preferred experience with Model Risk Management or model governance frameworks
- Preferred experience with regulatory environments involving OCC, Federal Reserve, FDIC, or similar bodies
- RSM does not intend to hire entry-level candidates who will require sponsorship now or in the future
Benefits:
- Competitive benefits and compensation package
- Flexible schedule
- Flexibility to balance life’s demands while serving clients
- Reasonable accommodation for people with disabilities
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