Manager, Mortgage Compliance
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Job Description
Mortgage compliance manager overseeing licensing, regulatory compliance, training, and audits for Real’s integrated mortgage lending business. Supporting One Real Mortgage expansion and cross-functional legal initiatives.
Responsibilities:
- Advise on compliance matters related to mortgage loan processing and origination
- Maintain compliance with applicable state and federal laws and regulations, including RESPA, TILA/Regulation Z, ECOA/Regulation B, FCRA, SAFE Act, UDAAP and CFPB requirements
- Ensure compliance of business marketing materials
- Monitor regulatory developments and translate changes into actionable guidance
- Review mortgage advertising, marketing campaigns, social media, co-marketing arrangements, consumer incentives and promotional materials
- Support compliance oversight of loan programs, including licensing, disclosures, compensation structures and permissible activities
- Identify compliance risks and develop corrective actions with business leaders
- Assist with regulatory examinations, audits, complaints and compliance testing
- Manage corporate and individual licenses, registrations, exemptions, NMLS filings and regulatory submissions
- Coordinate licensing and sponsorship of mortgage loan originators
- Monitor MLO licensing, renewals, continuing education, sponsorships and state-specific requirements
- Maintain licensing calendars and complete regulatory deadlines, reporting requirements and renewals
- Support expansion into new states by researching licensing requirements and coordinating applications
- Develop and maintain mortgage compliance policies and procedures
- Deliver compliance training and documentation to employees
- Incorporate compliance controls into new products, programs, marketing initiatives and operational processes
- Support privacy, information security, AML/BSA, fair lending and other mortgage compliance programs
- Serve as a subject matter resource on mortgage regulatory and licensing questions
- Partner with legal counsel on regulatory matters, examinations, investigations and complex compliance issues
- Support new business initiatives and regulatory considerations
- Coordinate with Legal, People, Finance, Marketing, Operations and Sales
Requirements:
- Candidates must be based in the U.S. to be considered
- Experience obtaining, maintaining and renewing state mortgage licenses in multiple jurisdictions
- Substantial knowledge of state and federal residential mortgage consumer protection compliance laws, including RESPA and CFPB regulations
- Experience developing policies, procedures, compliance controls, and employee training
- Experience creating and delivering mortgage compliance training
- Ability to interpret regulations and provide clear, practical guidance
- At least 5 years of residential mortgage compliance experience in loan processing, loan origination and/or loan underwriting
- Bachelor's degree preferred
- Legally authorized to work in the United States
- Ability to sit for long periods of time
Benefits:
- Bonus
- Health benefits
- Life insurance
- Flexible PTO
- 401(k)
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