Regulatory Manager
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Job Description
US Regulatory Manager at Unchained ensuring compliance with U.S. financial services regulations. Involves collaboration across departments for effective risk management and policy implementation.
Responsibilities:
- Maintain and scale a comprehensive compliance framework tailored to lending, money transmission, payments, and virtual currency regulatory requirements.
- Lead enterprise-wide regulatory risk assessments, documenting risks, controls, and mitigation strategies across business lines.
- Oversee state licensing programs for lending and money transmission activities, including license maintenance, renewals, reporting obligations, examinations, and regulator communications.
- Monitor and interpret evolving federal and state regulatory developments impacting bitcoin, digital assets, lending, and payments businesses.
- Review and advise on new products, services, features, partnerships, and marketing initiatives for regulatory alignment and risk mitigation.
- Collaborate cross-functionally to identify emerging risks and drive control enhancements, remediation plans, and operational improvements.
- Develop, implement, and maintain internal controls, monitoring and testing programs, issue management processes, and governance reporting.
- Support and manage regulatory examinations, audits, inquiries, and consumer complaints across multiple jurisdictions.
- Partner with Product, Operations, Engineering, and Legal teams to operationalize regulatory requirements into scalable business processes and technical controls.
- Develop and deliver compliance training to ensure regulatory requirements are understood and adhered to throughout the organization.
- Contribute to the ongoing maturity and effectiveness of Unchained’s Compliance Management System (CMS) and broader Governance, Risk, and Compliance (GRC) initiatives.
Requirements:
- 7+ years of experience in regulatory compliance, legal/compliance, risk management, or advisory roles within financial services, fintech, payments, lending, or virtual currency businesses.
- Experience managing or supporting state-licensed lending and/or money transmission programs.
- Strong working knowledge of U.S. financial services regulations, including state lending and money transmission requirements, as well as federal regulations such as: Reg E UDAAP ECOA TILA E-Sign Act BSA/AML concepts relevant to money transmission and virtual currency activities.
- Experience implementing internal controls, compliance monitoring and testing, reporting frameworks, and audit/examination readiness programs.
- Proven ability to work effectively across Product, Operations, Engineering, Finance, and Legal teams to deliver practical, business-aligned compliance solutions.
- Excellent verbal and written communication skills, including the ability to translate complex regulatory requirements into operational controls and actionable guidance.
- Strong analytical, problem-solving, and critical thinking skills with the ability to balance regulatory expectations with business objectives.
- Self-driven with strong organizational and project management skills.
Benefits:
- Company paid medical, dental, and vision coverage
- 401k with employer match
- Employee stock options
- Unlimited PTO
- Training & development opportunities
- Remote work flexibility
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