Regulatory Risk Support
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Job Description
Regulatory Risk Support role assisting the Regulatory Risk Division with BSA compliance and administrative tasks. Involves preparing reports, managing research, and supporting the Compliance department.
Responsibilities:
- Assist the Regulatory Risk Division with BSA and Compliance requirements
- Perform general administrative duties for the Director of BSA and Compliance
- Prepare Board/Management Committee packages and division reports
- Maintain tracking spreadsheets and reconcile department budgets
- Manage expense reports, invoices, and training logs
- Conduct due diligence and research using WorldCheck, LexisNexis, and internet sources
- Serve as Foreign Correspondent Banking Governance Committee Secretary
- Assist with BSA/AML/OFAC Risk Assessment research and documentation
- Coordinate case assignments and maintain RFI logs
- Perform daily CDD Rule reviews and monitor Independent ATM customers
- Conduct manual monitoring reviews across various risk categories
- Analyze AML alerts and perform customer research using internal and external sources
- Fill in during peak workloads or staff absences
- Serve as a backup to the Compliance secretary
- Participate in special projects to gain exposure across key areas of Regulatory Risk
Requirements:
- Associate’s degree or equivalent in a related field of study
- Four (4) years of banking experience
- Two (2) years related experience directly working in regulatory risk, compliance, or BSA
- Self-motivated and detail oriented
- Ability to work in a team environment
- Ability to handle confidential information
- Must be able to take direction and maintain a necessary level of communication with varying supervisors/managers
- Excellent verbal and written communication skills
- Interpersonal and organizational skills
- Computer knowledgeable in MS Office Software (Excel, Word, Outlook, PowerPoint)
Benefits:
- None listed
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