Risk and Regulatory Compliance Associate
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Job Description
Risk and Regulatory Compliance Associate driving compliance with firm policies and regulatory requirements. Monitoring compliance with AML, CPA regulations, and maintaining firm policies adherence.
Responsibilities:
- Drive compliance with RSM policies and regulatory requirements
- Review and approve timely submission of CPA and regulatory licenses
- Manage inquiries from firm personnel regarding compliance matters
- Ensure clear documentation for compliance purposes
- Assist with RSM business licensure & annual filings
- Collaborate with members of the Regulatory Risk and Compliance team
- Support the AML process through monitoring and reporting
- Provide support for ad hoc requests relating to compliance activities.
Requirements:
- Strong proficiency with Microsoft Excel
- Bachelor’s degree in accounting, commerce, business administration, or comparable education
- Minimum of 1-3 years of experience in a regulatory compliance role and/or as a project coordinator
- Excellent written and verbal communication skills
- Strong organization skills and work ethic
- Ability to read, interpret, and apply rules, regulations, policies and procedures
- Strong attention to detail
- Comfortable working in a fast-paced environment
- Strong relationship-building skills
- Proactive in identifying and implementing process improvements.
Benefits:
- Flexibility in your schedule
- Empowering work-life balance
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