Senior Compliance Specialist
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Job Description
Sr. Compliance Specialist overseeing compliance onboarding processes for regulated entities at Monato. Focusing on KYC, PLD, and regulatory adherence.
Responsibilities:
- Ejecutar los procesos de debida diligencia de clientes (KYC), empresas (KYB) y proveedores de pago (KYP), incluyendo revisión de expedientes, análisis de riesgo y emisión de dictámenes de aceptación o rechazo, en colaboración con el equipo de onboarding.
- Fungir como oficial de cumplimiento ante la CNBV para las entidades reguladas de Monato, atendiendo requerimientos, observaciones, visitas de inspección y la presentación de reportes periódicos al regulador.
- Operar el programa PLD de las entidades reguladas, incluyendo el monitoreo transaccional y la gestión de alertas de riesgo.
- Identificar e implementar mejoras y automatizaciones en los flujos de onboarding, colaborando como enlace con los equipos de producto y tecnología para optimizar tiempos, reducir intervención manual y mejorar la experiencia del cliente.
- Mantener actualizados los manuales, políticas y procedimientos de identificación y conocimiento de clientes y usuarios, asegurando que reflejen las mejores prácticas y los cambios regulatorios aplicables.
- Diseñar y reportar métricas de compliance y onboarding, incluyendo dashboards de desempeño (tiempos de resolución, tasas de rechazo, cuellos de botella), minutas de los Comités de Clientes y de Cumplimiento, y KPIs periódicos para el equipo directivo.
Requirements:
- 3 a 4 años de experiencia en compliance, PLD o legal operativo en entidades financieras reguladas: IFPE, transmisora de dinero, SOFOM, banco o fintech.
- Licenciatura en Derecho, Finanzas, Relaciones Internacionales o carrera afín (titulado/a).
- Indispensable: contar con la certificación vigente como oficial de cumplimiento (compliance officer) emitida por la CNBV.
- Experiencia real ejecutando expedientes KYC/KYB, emitiendo dictámenes y operando programas PLD, incluyendo la atención de requerimientos regulatorios CNBV/UIF.
- Conocimiento práctico del marco PLD/FT en México: Disposiciones de carácter general (CNBV) aplicables a IFPEs, Transmisores y SOFOMes, obligaciones de la LFPIORPI, LGOAAC, Ley Fintech (LRITF) y regulación de activos virtuales.
- Capacidad analítica y orientación a la mejora de procesos, con atención al detalle para detectar inconsistencias, señales de alerta y vacíos regulatorios.
- Inglés avanzado (escrito y oral), para revisar documentación internacional y coordinar con contrapartes offshore.
- Experiencia con plataformas digitales de KYB/AML y herramientas de automatización como RPA, workflows o no-code/low-code (nice to have).
Benefits:
- Un rol con ownership real sobre el cumplimiento y el onboarding de las entidades reguladas de Monato.
- Exposición directa a la industria de pagos B2B en México y a la interacción con reguladores (CNBV, UIF).
- Espacio para experimentar, proponer y construir automatizaciones en los procesos de compliance.
- Crecimiento profesional acelerado dentro de una fintech en etapa de construcción y escala.
- Cultura de trabajo flexible y enfocada en ejecución.
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