Temporary AML IT Audit Consultant
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Job Description
Temporary IT Audit Consultant evaluating AML technology controls and validating remediation for RSM’s global banking clients. Testing ITGCs, models, applications, and regulatory controls.
Responsibilities:
- Assess the design and operating effectiveness of IT controls supporting AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and KYC/CDD platforms.
- Perform issue validation and remediation testing to evaluate whether corrective actions adequately address identified risks and regulatory findings.
- Execute risk-based audit procedures, including controls testing and targeted substantive testing.
- Evaluate IT general controls, change management processes, security controls, operational processes, and data controls supporting AML technology environments.
- Conduct model validation and controls testing activities, including assessment of governance, methodologies, assumptions, and supporting documentation.
- Review technical documentation, system configurations, data flows, reports, and application controls to assess risk and support audit conclusions.
- Identify control gaps, assess root causes, and provide practical recommendations to strengthen control environments.
- Prepare clear, concise, and high-quality audit documentation suitable for internal audit, regulatory, and stakeholder review.
Requirements:
- 5+ years of experience in IT Audit, Technology Risk, Internal Audit, or a related field within banking or financial services.
- Experience performing controls testing, targeted substantive testing, issue validation, or regulatory remediation reviews.
- Knowledge of AML and Financial Crimes processes, including transaction monitoring, sanctions screening, and customer due diligence.
- Experience evaluating IT general controls (ITGCs), application controls, security controls, and change management processes.
- Experience with model validation, model governance, or control effectiveness assessments.
- Ability to review and interpret technical documentation, system architecture, data flows, system configurations, and code.
- Strong analytical, documentation, written communication, and stakeholder management skills.
- Preferred experience with consent order validation and regulatory remediation programs.
- Preferred experience with large global banking institutions.
- Preferred experience with AML, Financial Crimes, Compliance, or Regulatory Risk functions.
- Preferred experience with Model Risk Management or model governance frameworks.
- Preferred experience with regulatory environments involving OCC, Federal Reserve, FDIC, or similar regulatory bodies.
- RSM does not intend to hire entry level candidates who will require sponsorship now or in the future (i.e. F-1 visa holders).
Benefits:
- Competitive benefits and compensation package
- Flexibility in your schedule
- Reasonable accommodation for people with disabilities
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