Senior Financial Crime Risk Management Analyst, KYC High Risk Reviews
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Job Description
Senior Financial Crime Risk Management Analyst handling high-risk customer reviews at TD Bank. Identifying and mitigating financial crime risks, ensuring regulatory compliance and expert recommendations.
Responsibilities:
- Perform second line Enhanced Due Diligence (EDD) reviews for high-risk customers
- Identify, assess, and mitigate financial crime risks, ensuring compliance with regulatory requirements
- Provide expert recommendations on complex matters
- Execute enhanced due diligence (EDD) reviews for high-risk customers at onboarding, periodic review, and event-driven reviews
- Review customer risk factors/indicators and assess the identified customer risk
- Document the assessment and provide recommendations based on the analysis
- Evaluate and assess customers' source of funds, business activities, ownership structures, and other risk factors
- Analyze customer transactional activity to determine alignment with the customer KYC profile
- Engage with the 1st line of defense on the outcomes of EDD reviews
- Ensure adherence to AML regulations, BSA, OFAC, and other applicable laws
- Identify trends and emerging risks in high-risk customer profiles and recommend controls or mitigation measures
- Prepare detailed EDD risk assessment narratives and provide risk recommendations
Requirements:
- Bachelor’s degree in Business, Finance, Law, Criminal Justice, or related field
- Advanced certifications such as CAMS or equivalent are strongly preferred
- 5+ years of experience in KYC, EDD, or AML within a financial institution
- Demonstrated expertise in high-risk customer reviews and regulatory compliance
- Strong analytical, problem-solving, and decision-making skills
- Excellent written and verbal communication skills
- Proficiency in AML software and tools, as well as Microsoft Office Suite
- Ability to exercise significant discretion and independent judgment in assessing and managing risks
- Ability to manage multiple high-priority tasks and deliver results under tight deadlines
- Demonstrated leadership or project management experience preferred
Benefits:
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development opportunities
- Reward and recognition programs
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