Senior Operations Specialist – New Accounts
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Job Description
Senior New Accounts Specialist processing and maintaining Broker-Dealer and Registered Investment Advisor accounts for Penn Mutual. Collaborating with the Operations Manager and financial professionals for effective service delivery.
Responsibilities:
- Manage multiple new account and maintenance operations queues
- Provide support and resolution for inquiries from Financial Professionals and Field Offices
- Recommend and implement process improvements to enhance service delivery
- Collaborate with internal teams and external partners to resolve escalated issues
- Successfully completes regulatory and job training requirements
Requirements:
- Bachelor's Degree Preferred or equivalent experience required
- FINRA SIE and Series 99 required or obtained with 12 months of hire
- Series 7 license preferred
- 3-5 years experience in a broker/dealer within operations
- Expert knowledge of Pershing NetX Platforms
Benefits:
- Flexible work arrangements
- Professional development
- Health insurance
- Retirement plans
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