Operations Associate
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Job Description
Operations Associate overseeing pre and post-trade processing for broker-dealer operations. Collaborating across teams to optimize financial operations and regulatory compliance.
Responsibilities:
- Responsible for the pre and post trade processing for all security products traded by Atomic partner clients
- Help firm with oversight in self-clearing and securities lending activities
- Establish positions into Atomic’s internal system and into the custodians
- Respond to inquiries from partners, remediating trade exceptions
- Provide support, testing and subject matter expertise for all required new business initiatives and regulatory changes surrounding trade processing
- Gain a strong understanding of Atomic’s APIs, databases, and trade processing flows as an RIA and broker dealer
- Gain in-depth knowledge of client and internal needs to ensure that any change or new business initiative is operationally sound and can be supported and scaled
- Identify inefficiencies in existing processes and help map out enhancements needed to accommodate future business initiatives
Requirements:
- Industry expertise across Broker dealers, Brokerage Operations, and Trade Support
- Experience with broker dealer build-outs where you gained firm understanding of trade flows, self clearing, and securities lending
- Ability to work independently and proactively in a high volume, high pressure, and sometimes ambiguous environment
- Ability to work with data and understand complex workflows
- Capable of triaging and resolving issues related to onboarding, trading, and clearing
- Expertise monitoring and resolving of onboarding and trade processing exceptions
- Experienced Onboarding and validating new accounts
- Series 24 License required
- Strong comfort level in Excel, SQL and ideally Jira
- Systems experience with OMS
- Front-end trading system experience
Benefits:
- Customer service focus
- Enhanced customer satisfaction
- Growth opportunities
- Regulatory compliance support
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